Audit and Review of Regulated Entities Service

We offer audit and review of regulated entities service for hundreds of reporting entities in the financial sector. We help our clients comply with the Anti-Money Laundering and Counter Terrorism Act, which sets forth regulations to prevent money laundering and terrorism financing.

How We Help

We help our clients by conducting external reviews of their operations, policies, and procedures to ensure they comply with the Act. We also help them by:

  • Identifying and reporting any potential vulnerabilities or areas of non-compliance
  • Providing recommendations for improvement and remediation
  • Working with them to implement the recommendations and monitor their progress
  • Providing ongoing support and guidance until all recommendations are fully implemented